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  • 1.  ROTH IRA INVEST IN A SAFE NOTE

    Bronze Most Valuable Member
    Posted 09-04-2024 04:05 PM
    My client would like to invest in a start-up (he has no relation to this business) by purchasing a SAFE note. (A Simple Agreement for Future Equity (SAFE) note is a financial contract that allows startups to raise capital from investors in exchange for future equity in the company. SAFE notes are a type of convertible security, similar to a warrant or option, that gives investors the right to purchase company shares at a future price.)

    He would like to roll over his traditional IRA to a Roth IRA (paying all taxes this year), and have the ROTH IRA purchase the SAFE note.

    Any problems with this arrangement?

    Thanks for any insights,
    Jay 


    Jay M. Menachem, CPA 
    300 Garden City Plaza, Suite 448     
    Garden City, New York 11530 
    Tel: 516-877-9277  Fax: 516-877-9677   
    Any accounting, business or tax advice contained in this communication, including attachments and enclosures, is not intended as a thorough, in-depth analysis of specific issues, nor a substitute for a formal opinion, nor is it sufficient to avoid tax-related penalties.Privileged and Confidential - this communication and any attachments are confidential and privileged. They are intended for the sole use of the addressee. If you receive this transmission in error, you are advised that any disclosure, copying, distribution, or the taking of any action in reliance upon this communication is strictly prohibited. If you have received this communication in error, please contact me at the above email address. Thank you.
     
       
       
       
       
       
       
       
       
     
       


  • 2.  RE: ROTH IRA INVEST IN A SAFE NOTE

    Silver Most Valuable Member
    Posted 09-05-2024 09:45 AM

    You may want to consider reaching out to an ERISA attorney like Marcia Wagner of the Wagner Law Group. Marcia has answered similar questions for my clients. Feel free to tell Marcia that I referred you.

     

    Marcia S. Wagner | The Wagner Law Group | ERISA Lawyer

     

    Best, Irene

     

    Contact:

      Irene Wachsler, CPA, CTRC Resolving Your IRS Tax Problems

      Wachsler CPA, LLC

      Cell:  781.883.3174

      Email:  irene@iw-cpa.com

     

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The opinions expressed are the views of the author alone and should not be attributed to any other individual or entity and shall not constitute an accounting opinion.